http://www.netvouz.com/infor626/tag/industry?feed=rss&pg=1 infor626's bookmarks tagged "industry" on Netvouz http://www.theskilledinvestor.com/ss.item.98/governmental-and-self-regulation-of-the-securities-industry.html Governmental and self-regulation of the securities industry - Financial Advisors, Investment Counselors, and the Financial Industry > Regulation of Financial Advisors and Investment Advisers - Financial Articles, Regarding regulation of financial planners and investment advisors, the picture can sometimes be confusing. While various state and federal government entities can enforce laws, these agencies usually are not be involved in the direct management and regulation of market brokers and other financial or investment advisors. infor626 Wed, 07 May 2008 18:53:52 GMT http://www.theskilledinvestor.com/wp/how-many-stocks-are-needed-for-a-well-diversified-portfolio-167.htm Industry rules-of-thumb often state that 15 to 30 stocks are enough for a well-diversified portfolio. This can be very misleading. Recent studies point out infor626 Wed, 07 May 2008 18:53:52 GMT http://www.theskilledinvestor.com/ss.item.89/many-individual-investors-are-not-fooled-by-an-ethically-challenged-securities-industry.html Many individual investors are not fooled by an ethically challenged securities industry - Financial Advisors, Investment Counselors, and the Financial Industry > Are Your Best Interests the Same as the Financial Services Industry? - Financial Articles, Securities industry customers have very widespread concerns about being taken advantage of and being cheated. Particularly since the Internet bubble market crash, investor surveys have shown that investor distrust of the industry is high. infor626 Wed, 07 May 2008 18:53:52 GMT http://www.bestnoloadmutualfund.com/choose-mature-mutual-funds-10.htm Noload Mutual Funds, stock and bond mutual funds, stock and bond ETFs, financial securities industry, investment mutual fund, Mutual fund companies, ETF companies, new mutual funds, new stock mutual funds, new bond mutual funds, Small mutual funds, investment fund performance, fund performance records, under performing mutual funds, mature mutual funds infor626 Thu, 13 Mar 2008 05:28:50 GMT http://www.theskilledinvestor.com/ss.item.95/private-certifications-of-financial-planners-and-investment-advisors.html Private certifications of financial planners and investment advisors - Financial Advisors, Investment Counselors, and the Financial Industry > Regulation of Financial Advisors and Investment Advisers - Financial Articles, Private organizations grant and oversee the certifications or designations that financial planners and investment advisors hold. For an advisor to hold any of these designations is a matter of choice. infor626 Wed, 07 May 2008 18:53:52 GMT http://www.theskilledinvestor.com/ss.category.14/regulation-of-advisors.html Regulation of Financial Advisors and Investment Advisers - Financial Advisors, Investment Counselors, and the Financial Industry - Financial Articles, Investment advisors and brokers are registered, licensed, and certified by a variety of federal, state, and private organizations. These articles help you to learn about adviser and broker certification and regulation. infor626 Wed, 07 May 2008 18:53:52 GMT http://www.theskilledinvestor.com/ss.item.90/regulation-of-financial-planners-and-investment-advisors-introduction.html Regulation of financial planners and investment advisors -- Introduction - Financial Advisors, Investment Counselors, and the Financial Industry > Regulation of Financial Advisors and Investment Advisers - Financial Articles, In a series of articles, The Skilled Investor provides information on how financial planners and investment advisors are regulated and certified. These articles also provide information to help you find online background information about advisors. infor626 Wed, 07 May 2008 18:53:52 GMT http://www.sia.com/ infor626 Wed, 07 May 2008 18:53:52 GMT http://www.sifma.org/ Securities Industry and Financial Markets Association infor626 Wed, 07 May 2008 18:53:52 GMT http://www.theskilledinvestor.com/wp/the-biggest-personal-finance-story-of-the-past-30-years-part-3-132.htm < <-- Go to Part 2 The Biggest Personal Finance Story of the Past 30 Years - Part 3 There is no reason to believe that industry self-regulation or infor626 Wed, 07 May 2008 18:53:52 GMT